日本語

February, 2010
Crédit Agricole Securities Asia B.V., Tokyo Branch Crédit Agricole Securities Asia B.V., Tokyo Branch (hereinafter "the Branch"), commitment to protect the privacy of information our customers entrust to us is essential to our goal to be a most trustworthy customer-selected securities company. We will comply with the Act on the Protection of Personal Information and other applicable laws and regulations in processing personal information. We will only use your personal information within the scope of delivering service to you pursuant to your consent. We will also make every effort to ensure prompt and sincere responses to any questions and concerns from you regarding the protection of personal information.

In order to provide secure and reliable services and to improve product and service options available to you, we may obtain personal information for such purposes as obtaining evidence of your identity, providing services to you in connection with a transaction and soliciting new products and services.
We will not use your personal information except for our proper business management or any other purposes deemed necessary by law.

The typical information we may collect about you personally include address, name, date of birth, gender and telephone number, in addition to the information given to us at the time of account opening.

We collect your information by using post, telephone, internet and other electronic devices, while maintaining adequate safeguards to protect the information.

Unless otherwise agreed to between you and us or in exceptional circumstances as required by law, we will only use your personal information for purposes deemed necessary for delivering service to you.
Hardcopies of this statement are available at the reception area of the Branch, (It is also posted on our website.)

We make every effort to ensure that all information we hold about you is accurate and up to date. In addition, we maintain appropriate safeguards, including measures against potential intrusions and computer viruses, to protect the information against loss, damage or modification and unauthorized disclosure.
In addition, other companies that assist the Branch in processing your personal information are required to perform strict management of the information and use the information only for the purposes that the Branch dictates.

You are entitled to access any personal data about you held by the Branch. Unless there is some special reason, we will process your request after we obtain satisfactory evidence of your identity. You are also entitled to have the Branch modify any information that you believe is incorrect. If you believe that any information we are holding on you is incorrect or incomplete, please contact us at the address below. Please note that you may be billed at cost.

If you have any questions or comments regarding our security measures in respect of your personal data, you can contact us at:
Compliance Department,
Crédit Agricole Securities Asia B.V., Tokyo Branch
Shiodome-Sumitomo Building
1-9-2, Higashi-Shimbashi, Minato-ku, Tokyo, 105-0021
Telephone: 03-4580-5750
Reception hours: 9:00 a.m. to 5:00 p.m. (excluding weekends and non-business days)

Hardcopies of this statement are available at the reception area of the Branch. The statement may be amended from time to time to reflect regulatory changes and changes in our practices concerning the collection and use of personal information. At the time of any amendment, a revised statement will be posted in the same manner.

The Branch is a member of the Japan Securities Dealers Association ("JSDA"), an Authorized Personal Information Protection Institution. JSDA's Kojin-Joho Sodan-shitsu (Personal Information Consultation Office) handles complaints / inquiries about how personal information is handled by JSDA members.
[Contact Name]
Japan Securities Dealers Association
Kojin-Joho Sodan-shitsu (Personal Information Consultation Office)
Telephone: 03-3667-8427
(http://www.jsda.or.jp/)

The following are our major source of Personal information & outsourcing operations

[Major Information Source]

• Information which you write in with Account Opening Application, Questionnaire etc.
• Information made public on newspaper, Internet and/or described in book like quarterly corporate handbook and the director handbook, etc. on the market.
• Information hears from you through providing with products and service.

[Major Outsourcing Operations]

• Printing and dispatch of customer documents
• Legal and Accounting Advice
• Operation and Maintenance of IT

February 2010
Crédit Agricole Securities Asia B.V., Tokyo Branch The Branch will only use customers' personal information within the scope of facilitating our business operations and achieving the following purposes.

1) Financial instruments business (intermediary, brokerage or agency service for sale and purchase of securities or transactions of derivatives, or underwriting or management of securities) and any other business incidental to financial instruments business
2) Other business financial instruments business operators may engage in pursuant to relevant laws, including business pertaining to money lending, and any other business incidental to the above
3) Other business financial instruments business operators may engage in and any other business incidental to the above (including business we may be permitted to operate in the future)

1) To perform or solicit transactions and related services concerning securities or any other financial products handled by us pursuant to the Financial Instruments Exchange Law.
2) to perform or solicit transactions and related services or make advertisement concerning financial products handled by us or by our affiliates (including products we may be permitted to handle in the future),
3) to review your suitability for solicitation by us in connection with any of our financial products or services, in light of the laws and regulations, our internal rules and the suitability rule, etc.,
4) to check your or your agent's personal identification,
5) to inform or advise you of performance results and account balances concerning financial products offered to you or of seminars, etc
6) to perform back-office functions for transactions with you
7) to research or develop financial products and services provided by or to be provided by us by using market research, data analysis or customer surveys
8) to properly carry out any outsourcing services, if we are requested by a third party to handle part or all of such third party's personal information,
9) to fulfill statutory obligations under the laws and regulations and requirements under the rules of the industry associations,
10) to contact you as deemed necessary for performing our business operations, and;
11) for any other purposes to enable us to adequately and smoothly provide our services to you

The Branch does not disclose your personal information to third parties, except as described below.

• When we have obtained customer's express consent,
• When deemed necessary by law
• When deemed necessary for the customer or the public interest
• When suggesting financial products or service offerings that may be of interest to the customer,
• When entrusting personal information with a third party in outsourcing some of our services (in this case, we conduct investigations of and conclude necessary agreements with such third party, and take any other measures required by law.), and;
• When information is shared within Crédit Agricole Group (Crédit Agricole CIB Paris and its branches, Crédit Agricole Asset Management Japan, LTD., etc) as part of arranging for the performance of full range of financial services and for the management or risks, we adhere to applicable legal and industry standards regarding the protection of personal information.